Supplementary information tables

Horizontal initiatives

Horizontal Initiative: Initiative to Protect and Recover Endangered Whale Populations

General information

Name of horizontal initiative Initiative to Protect and Recover Endangered Whale Populations
Lead department Fisheries and Oceans Canada (DFO)
Federal partner departments Transport Canada (TC); Environment and Climate Change Canada (ECCC)
Start date of the horizontal initiative May 31, 2018
End date of the horizontal initiative May 31, 2023
Description of the horizontal initiative

Southern Resident Killer Whale (SRKW), Northern Atlantic Right Whales (NARW) and St. Lawrence Estuary Beluga (SLEB) populations continue to be exposed to human activity threatening their survival and recovery. An integrated federal whales program, based on a robust evidence-base for decision making is critical to ensure protection measures are implemented. Key objectives identified within the Species at Risk (SARA) Recovery Strategies for SRKW, NARW and SLEB include: the reduction of mortality, injury and disturbance resulting from vessel strikes, underwater noise, fishing gear interactions (entanglement and entrapment), threats to food sources and exposure to contaminants. Through a combination of outcomes, the Whales Initiative will support the SARA recovery goals for these endangered whale species. Specifically, this initiative will: help to ensure the long-term viability of resident killer whale populations by achieving and maintaining demographic conditions that preserve their reproductive potential, genetic variation, and cultural continuity; achieve an increasing trend in population abundance over three generations of NARW; and restore the St. Lawrence Estuary beluga population to a level where its survival is no longer threatened by natural and anthropogenic disturbances. The activities outlined in this horizontal initiative are categorized under two themes - Research and Monitoring; and Management, and will be delivered through a coordinated effort across Departments and Sectors.

In addition to implementing actions identified in Species at Risk Recovery Strategies and Action Plans, the Whales Initiative addresses Government of Canada priorities as outlined in: Mandate Letter’s from the Prime Minister to the Ministers of Fisheries and Oceans, Environment and Climate Change, and Transportation Canada; as well as the 2017-18 Departmental Plans for Fisheries and Oceans, Environment and Climate Change, and Transport Canada.

The long-term objective of the Initiative is the improved health of the SRKW, NARW and SLEB populations. In the near term, the Initiative will meet the Government’s TMX commitment, increase prey availability for Killer Whales through fisheries management measures (for example, Chinook), expand the evidence-base for decision making, reduce the number of deaths of NARW from vessel collisions and fishing gear entanglement, expand the range and efficiency of entanglement response measures, and launch work to reduce contaminant threats to SRKW and SLEB; however, it will not be sufficient to meet the requirements under the US Marine Mammal Protection Act (MMPA). Delivery will occur through existing programs modified as per new legislative and regulatory measures recommended in the Initiative.

Building Indigenous partnerships is an important part of the successful delivery of the Whales Initiative and aligns specifically with those Truth and Reconciliation Commission - Calls to Action which speak to economic development and employment/training opportunities. For example, particular focus will be placed on building partnerships with, and developing capacity within, Indigenous communities in order to respond to marine mammals in distress. Success in advancing the federal government's commitment towards reconciliation with Indigenous peoples will need to be assessed on a whole-of-government basis.

Governance structures

The implementation of the Whales Initiative requires a coordinated approach, given that responsibilities for specific areas and measures fall within the purview of multiple federal departments as well as non-governmental stakeholders. To ensure a whole-of-government approach, and consistent and complementary application with other related initiatives, in particular the Oceans Action Plan and Species at Risk Recovery Strategies for SRKW, NARW and SLEB, an interdepartmental Assistant Deputy Minister-level oversight committee has been created with Assistant Deputy Ministers (ADMs) from the lead Department’s responsible for the recovery of these species: DFO, TC and ECCC. The committee also provides representation from other relevant Departments as necessary, for example Department representation from Indigenous and Northern Affairs Canada. This ADM Committee has been created to ensure a whole-of-government approach in implementing the Plan, including maintaining strong oversight, providing strategic direction, and facilitating coordination amongst departments and alignment with other federal priorities, such as reconciliation with Indigenous Peoples and energy development. It will also systematically review the implementation dashboard developed for measuring, monitoring and assessing the progress of specific initiatives; including evaluation(s) of the Plan and/or specific initiatives. While this ADM Committee will lead oversight of the delivery of the Whales Initiative, it will report to and take guidance from the existing OPP Deputy Ministers Committee, to ensure whole of government coordination and alignment with government priorities at the most senior level.

The interdepartmental ADM Committee will also be responsible for horizontal reporting on Plan progress and results to Ministers and Canadians, and linking initiatives and progress to related Government-wide initiatives, including the Oceans Action Plan and Species at Risk Recovery Strategies for SRKW, NARW and SLEB. In addition to Departmental Plans and Departmental Results Reports, reporting on achievements of the Plan will be shared with the public at key intervals, highlighting results and benefits for Canadians.

Total federal funding allocated (from start to end date) (dollars) $194,370,949
Total federal planned spending to date (dollars) $93,036,045
Total federal actual spending to date (dollars) $77,806,547
Date of last renewal of the horizontal initiative Not applicable
Total federal funding allocated at the last renewal, and source of funding (dollars) Not applicable
Additional federal funding received after the last renewal (dollars) Not applicable
Total planned spending since the last renewal Not applicable
Total actual spending since the last renewal Not applicable
Fiscal year of planned completion of next evaluation A tentative evaluation is planned to be completed in 2022-23, in consultation with partner departments.
Performance highlights

Fisheries and Oceans Canada:

Implemented area-based fishing closures since 2018 in support of SRKW prey availability; amendment of the Marine Mammal Regulations which define disturbance and \ include a minimum vessel approach distance for all cetaceans and specifically killer whales; and encouraging a number of voluntary measures for whales and killer whales specifically. Implemented dynamic fishing closures since 2018 in support of NARW, these measures included:

  • continuation of the Dynamic Closure Protocol for non-tended fixed gear fisheries, including crab and lobster, in the Gulf of St. Lawrence, and Roseway Basin Critical Habitat from the start of the snow crab fishery in CFA 12 – November 15, 2020
  • introduction of the Season Long Closure Protocol to replace static closures. Season long closures (adaptive static closures) are triggered when a NARW is detected in an area already closed under the dynamic closure protocol within the Gulf of St Lawrence. Season long closures go until end of season, which is November 15, 2020
  • application of the Dynamic Closure Protocol in the Bay of Fundy and Roseway Basin Critical Habitat area
  • application of Shallow Water Protocol for whales detected in waters shallower than 20 fathoms
  • addition of acoustic underwater detection technology to be used in the suite of tools to confirm NARW presence and to support management decisions (implement fishery closures)
  • introduction of mandatory reporting of lost fishing gear
  • introduction of a mandatory gear marking colour scheme for all non-tended fixed gear fisheries, including lobster and crab in all of Eastern Canada
  • announcement of the mandatory application of weak rope or weak breaking points in fishing gear by the end of 2022 to reduce entanglement injury and mortalities

Environment and Climate Change Canada:

  • continued to undertake monitoring programs of contaminants in air, freshwater, sediment from disposal at sea sites, and landfill leachate to improve our understanding of the sources and possible impacts to whales and their prey
  • identified high-risk enforcement targets for contaminants of concern; working toward publishing amendments to regulations to strengthen controls for seven substances or groups of substances

Transport Canada:

Implemented new and revised vessel traffic management measures to assist in the protection and recovery of NARW on April 28, 2020 and SRKW on June 1, 2020. These measures included:

  • interim sanctuary zones at Pender Island, Saturna Island and off Swiftsure Bank, limiting vessel traffic
  • continuation of a vessel approach distance of 400 metres from killer whales in southern BC coastal waters
  • all recreation and other non-commercial vessels were requested to reduce their speed to below 7 knots when within 1,000 metres of a killer whale
  • a restricted area in the Shediac Valley, requiring vessels to avoid the area or reduce speed to 8 knots if exempted to transit the area
  • a trial voluntary speed limit of 10 knots in Cabot Strait in the spring and fall
  • incorporation of two new detection platforms (underwater acoustic glider and Remotely Piloted Aircraft System [RPAS] or drone) to monitor dynamic shipping zones for NARW presence
Contact information Brett Gilchrist, 200 Kent Street, 13W071, 613-668-7430, brett.gilchrist@dfo-mpo.gc.ca

Shared outcomes:

Address human-induced threats for SRKW, NARW and SLEB in support of the implementation of SARA Recovery Strategies and Action Plans for these species.

Name of theme Theme 1: Research and Monitoring Theme 2: Management Measures Internal Services
Theme outcome(s) Knowledge to support implementation of SARA Recovery Strategies and Action Plans for SRKW, NARW and SLEB Management measures in support of the SARA Recovery Strategies for SRKW,NARW and SLEB Not applicable
Fisheries and Oceans Canada $36,490,820 $50,773,324 $3,708,180
Environment and Climate Change Canada $10,516,541 $5,549,829 $1,161,838
Transport Canada $21,050,753 $63,750,247 $1,396,417

Performance information

Horizontal initiative overview
Name of horizontal initiative Total federal funding allocated since the last renewal* 2020-21 Planned spending 2020-21 Actual spending Horizontal initiative shared outcome(s) Performance indicator(s) Target(s) Date to achieve target 2020-21
Actual results
Initiative to Protect and Recover Endangered Whale Populations $194,370,949 $93,036,045 $77,806,547 Address human-induced threats for SRKW, NARW and SLEB in support of the implementation of SARA Recovery Strategies and Action Plans for these species Percent of SRKW, NARW and SLEB deaths attributable to confirmed human-induced threats in Canadian waters 50% reduction in the ratio of deaths attributable to confirmed human-induced threats in Canadian waters. Baseline to be identified for each species by 2020 using a ratio of deaths prior to 2018-19 attributable to confirmed human-induced threats in Canadian waters to the population size for SRKW, NARW and SLEB as the indicator. March 2023

Fisheries and Oceans Canada: There were no reported NARW entanglements and no reported entanglement related deaths in Canadian waters for the 2020 season. There were no reported SRKW entanglement related deaths in Canadian waters for the 2020 season. One SRKW presumed death occurred in 2020, L41 (Mega) Male (age 42). Carcass was not found for necropsy, resulting in no known cause of death.

Transport Canada: There were no known NARW deaths due to vessel strikes in Canadian waters in 2020.

Environment and Climate Change Canada: Monitoring reports of contaminants in air, freshwater, sediment from disposal at sea sites, and landfill leachate are on track. Operational intelligence assessments for targets of high-risk of non-compliance in relation to contaminants were produced. Further restrictions and regulatory controls for contaminants are on track.

* This amount includes any additional funding received after the last renewal. Where the initiative is new (with no renewal), insert the initial total allocation approved.


Theme horizontal initiative activities

Theme 1 details
Name of theme Total federal theme funding allocated since the last renewal* 2020–21 Federal theme planned spending 2020–21 Federal theme actual spending Theme outcome(s) Theme performance indicator(s) Theme target(s) Date to achieve theme target 2020-21 Actual results
Research and Monitoring $72,881,021 $18,899,349 $16,628,515 Knowledge to support implementation of SARA Recovery Strategies and Action Plans for SRKW, NARW and SLEB Number of scientific documents produced to support implementation of SARA Recovery Strategies and Action Plans for SRKW, NARW and SLEB 50% increase for the period 2019-2023 as compared to 2013-2018. A baseline will be set in 2023. March 2023

19

Fisheries and Oceans Canada published 12 Canadian Science Advisory Secretariat documents and 6 peer reviewed science journal articles that may support implementation of Recovery Strategies and Action Plans for SRKW, NARW and SLEB.

Environment and Climate Change Canada experienced delays in environmental monitoring data collection and analysis due to travel and field work restrictions related to COVID-19; some sampling took place despite these restrictions. A summary report compiling results from freshwater and sediment sampling (2019-21) is in preparation. Other summary reports (for the monitoring of air, landfill leachate, and disposal at sea sites) are on track.

Transport Canada published an Analysis of Vessel Usage in Boundary Pass to support implementation of SARA Recovery Strategies and Action Plans for SRKW, NARW and SLEB.


Theme 1 - horizontal initiative activities
Depart-ments Link to the depart-ment’s Program Inventory Horizontal initiative activity (activities) Total federal funding allocated to each horizontal initiative activity since the last renewal* 2020–21 Planned spending for each horizontal initiative activity 2020–21 Actual spending for each horizontal initiative activity 2020–21 Horizontal initiative activity expected result(s) 2020–21 Horizontal initiative activity performance indicator(s) 2020–21 Horizontal initiative activity target(s) Date to achieve horizontal initiative activity target 2020-21 Actual results
Fisheries and Oceans Canada Fisheries Science Determination of species presence, through space and time and research on key threats affecting SRKW, NARW and SLEB $36,490,820 $7,675,577 $9,513,314 Scientific information on fisheries resources (SRKW, NARW and SLEB) is available to inform management decisions. Percentage of scheduled fisheries science advisory processes (pertaining to SRKW, NARW and SLEB) that were completed. 90% Annual 100%
Number of hours surveying target whale species (SRKW, NARW and SLEB).

Survey hours dedicated to SRKW, NARW and SLEB annually.

2018-19: 600
2019-20: 525
2020-21: 525
2021-22: 425
2022-23: 425

2018-19
2019-20
2020-21
2021-22
2022-23
1941 hours
Number of peer-reviewed publications, published on SRKW, NARW and SLEB. 50% increase in peer-reviewed publications per year on SRKW, NARW and SLEB as compared to 2013-2018 average (Based on 2013-2018 average, target is 9 publications). Annual 12
Environment and Climate Change Canada Air Quality; Water Quality Substances and Waste Management Monitoring, tracking the use, releases and presence of substances of concern in the environment $10,516,541 $2,341,048 $2,283,408 Information relating to whale exposure to contaminants is available - Data generated on the use, release, exposure and presence of contaminants of concern in media of concern (air, freshwater, landfill leachate and disposal at sea. Number of data reports on results monitoring for contaminants of concern in media of concern (air, freshwater, landfill leachate and disposal at sea) in whale habitat. Three to four annual reports (report on air, landfill leachate disposal at sea produced annually; reports on freshwater produced in 2021 and 2023). First report provided one year after first samples taken. March 2020 (3 reports)
March 2021 (4 reports)
March 2022 (3 reports)
March 2023 (4 reports)
There were delays in environmental monitoring data collection and analysis due to travel and field work restrictions related to COVID-19; some sampling took place despite these restrictions. Freshwater monitoring was fully suspended from April to October 2020 due to COVID-19 restrictions, with partial resumption from November 2020 to March 2021 (approx. 35% of regular annual sampling program achieved). A draft data report compiling results from freshwater and sediment sampling (2018-20) was completed in March 2021. Other summary reports (for the monitoring of air, landfill leachate, and disposal at sea sites) are on track.
Transport Canada Protecting Oceans and Waterways Assessment of further measures to mitigate vessel impacts on endangered whales [SRKW, NARW and SLEB] $21,050,753 $3,842,661 $3,493,150 Decision makers have access to a comprehensive and well understood suite of measures that address harmful impacts of vessel traffic on endangered whales (SRKW, NARW and SLEB). Complete local / regional assessments of targeted vessel management measures in support of NARW protection. Assess at least one measure to reduce the risk of vessel strikes per year starting in Year 1. March 2019, 2020, 2021 and 2022 and 2023 5 measures in the Gulf of St. Lawrence were assessed to reduce the risk of vessel strikes on NARW including the feasibility and participation of vessels in the voluntary slowdown trial through Cabot Strait in the spring and fall and design, implementation and duration of the Restricted Area in and Near Shediac valley. Transport Canada also assessed and fully integrated an acoustic underwater glider and a Remotely Piloted Aircraft System to detect NARW in shipping corridors and support management measures.
Percentage of newly identified underwater vessel noise mitigations assessed. Ensure 100% of underwater vessel noise mitigations identified through Assessment Plan are fully assessed. March 2023 100% of all underwater vessel noise mitigations identified through the 2020-21 Assessment Plan were assessed, including the assessment of interim sanctuary zones, voluntary vessel speed reduction measures, and vessel approach distances to killer whales

* This amount includes any additional funding received after the last renewal. Where the initiative is new (with no renewal), insert the initial total allocation approved.


Theme 2 details
Name of theme Total federal theme funding allocated since the last renewal* 2020–21 Federal theme planned spending 2020–21 Federal theme actual spending Theme outcome(s) Theme performance indicator(s) Theme target(s) Date to achieve theme target 2020-21 Actual results
Management Measures $121,489,928 $25,969,473 $20,437,411 Management measures in support of the SARA Recovery Strategies for SRKW,NARW and SLEB Percentage of management measures implemented to address actions under the SARA Recovery Strategies for SRKW, NARW and SLEB 100% of approved management measures in support of the recovery of SRKW, NARW and SLEB March 2023

100%

Fisheries and Oceans Canada (DFO) implemented 100% of approved management measures to address actions under the SARA Recovery Strategies for SRKW, NARW and SLEB.

Environment and Climate Change Canada produced two operational intelligence assessments. An inventory tool to identify and quantify key contaminant sources, as well as development of new regulations or further restrictions for 7 pollutants are on track for completion by target date.

Transport Canada's management measures supported the Recovery Strategies for SRKW (100% and 5 measures), NARW (100% and 5 measures) and SLEB (100% and supported the development of 9 measures under DFO's leadership).


Theme 2 - horizontal initiative activities
Depart-ments Link to the depart-ment’s Program Inventory Horizontal
initiative
activity
(activities)
Total
federal funding allocated to each horizontal initiative activity since the last renewal*
2020–21
Planned spending for each horizontal initiative activity
2020–21
Actual spending for each horizontal initiative activity
2020–21
Horizontal
initiative
activity
expected
result(s)
2020–21
Horizontal
initiative
activity
performance
indicator(s)
2020–21
Horizontal
initiative
activity
target(s)
Date to
achieve horizontal initiative activity target
2020-21
Actual results
Fisheries and Oceans Canada Fisheries Management

Develop strategies to reduce harmful whale interactions, including supporting industry proposals for trials of new fishing gear / technologies to minimize conflicts and developing protocols to support in-season fisheries closures / openings

Implement a training program to certify and properly equip third party regional responders, including Indigenous communities, to respond to marine mammal incidents, including whale entanglements

$21,742,507 $4,464,987 $3,683,125 SRKW, NARW and SLEB are sustainably managed. Percentage of assessed fisheries mitigation measures implemented to protect SRKW, NARW and SLEB. Implement 100% of mandatory / voluntary measures for fisheries mitigation measures and any additional measures assessed and approved. March 2023 100%
Number of trained, certified and properly equipped regional responders contracted, including Indigenous partners. All regions will have contracted response teams who have received safety training and have access to the appropriate equipment needed to safely respond to marine mammal incident. March 2019 Target has been achieved.
Conservation and Protection Promote and verify compliance with and enforce harassment and disturbance prohibitions in legislation $20,920,692 $4,084,138 $3,974,394 Fisheries, oceans, and other aquatic ecosystems are protected from unlawful exploitation and interference. Number of hours spent by Conservation and Protection promoting and verifying compliance and enforcing harassment and disturbance prohibitions. 6000 hours spent on promoting and verifying compliance and enforcing harassment and disturbance prohibitions. Annual Target achieved in 2019-20.
Marine Planning and Conservation Marine spatial planning in the Gulf of St. Lawrence Management Area to reduce threats to NARW and other endangered whales $8,110,125 $1,829,489 $1,230,924 Ocean regulators and users work collaboratively to support ocean conservation and management activities. Rating of level of effectiveness of collaborative governance structures. Rating of 3 or above. March 2023 On track to achieve target by 2023
Environment and Climate Change Canada Compliance Promotion and Enforcement – Pollution Intelligence collection and analysis to identify intervention opportunities and targets of higher-risk of non-compliance for contaminants of concern $1,480,266 $320,168 $307,571 Identification of high-risk enforcement targets for contaminants of concern in the three identified habitats. Number of Operational Intelligence Assessments conducted to identify Intervention opportunities and targets of higher-risk of non-compliance for contaminants of concern in each whale habitat. Two (an Operational Intelligence Assessment is completed for each of 2 whale habitats (SRKW, SLEB) by 2020 and, where appropriate, actions on identified targets are initiated. March 2020 Produced two operational intelligence assessments to identify Intervention opportunities and targets of higher-risk of non-compliance for contaminants of concern (SRKW and St-Lawrence Beluga).
Substances and Waste Management Management measures to reduce threats from contaminants of concern $4,069,563 $843,581 $742,265 Implemented risk management measures are effective in reducing identified risks from contaminants of concern. Percentage of key contaminants for which an evaluation of RM effectiveness is completed and identified control measures initiated as appropriate. 100% (of 10 key contaminants identified as concern for SRKW and SLEB) evaluated and as appropriate control measures are initiated. March 2023 Inventory tool to identify and quantify key contaminant sources is on track for completion by target date. Development of new regulations or further restrictions for 7 pollutants is on track for completion by target date.
Transport Canada Protecting Oceans and Waterways Implementation of management measures to reduce the impacts of vessel noise and vessel strikes on endangered whales (SRKW, NARW and SLEB) $63,750,247 $4,939,948 $3,840,339 Implementation of mandatory and voluntary tools to reduce the impacts of vessel strikes and underwater vessel noise on endangered whales (SRKW, NARW and SLEB). Percentage of assessed mitigation measures implemented to protect endangered SRKW, NARW and SLEB. Implement 100% of mandatory / voluntary measures for Noise Management Plans, slowdowns and any additional measures assessed and approved for implementation. March 2023

100% of assessed mitigation measures, both mandatory and voluntary, that were approved were implemented. These included: a new voluntary vessel slowdown at Swiftsure Bank (Under leadership of the ECHO program), Interim Sanctuary Zones in Swiftsure Bank, and off Pender Island and Saturna Island, 400 meter approach distance in southern BC coastal waters.

100% of Assessed measures for the protection of NARW were also implemented. These include mandatory static speed restriction zones, mandatory temporary speed restriction zones triggered by whale presence, an area of restricted access for most vessels, and a voluntary speed restriction zone in Cabot Strait.

$8,427,762 $5,599,393 Increased monitoring for presence of endangered whales in areas of high vessel traffic. Percentage of actual NASP flights conducted over planned flights in the Gulf of St. Lawrence to detect NARW. On an annual basis, ensure 100% of NARW monitoring flights occur as identified through NARW Surveillance Plan except those missed due to weather. March 2023 83.7% of the planned monitoring flights as identified through NASP Statement of Operational Requirements were conducted (293.1 of a possible 350 flight hours). Flight hours were limited by poor weather.

* This amount includes any additional funding received after the last renewal. Where the initiative is new (with no renewal), insert the initial total allocation approved.


Total spending, all themes
  Total federal funding allocated since the last renewal* 2020–21 Total federal planned spending 2020–21 Total federal actual spending
Theme 1 $72,881,021 $18,899,349 $16,628,515
Theme 2 $121,489,928 $25,969,473 $20,437,411
Total, all themes $194,370,949 $44,868,822 $37,065,926

* This amount includes any additional funding received after the last renewal. Where the initiative is new (with no renewal), insert the initial total allocation approved.


Horizontal initiative: Funding to Implement Emergency Protection to Support the Survival and Recovery of the Southern Resident Killer Whale

General information

Name of horizontal initiative Funding to Implement Emergency Protection to Support the Survival and Recovery of the Southern Resident Killer Whale
Lead department Fisheries and Oceans Canada (DFO)
Federal partner departments Transport Canada (TC); Parks Canada Agency (PCA); Environment and Climate Change Canada (ECCC)
Start date of the horizontal initiative 2019-20
End date of the horizontal initiative 2023-24
Description of the horizontal initiative

In May 2018, the Ministers of Environment and Climate Change Canada, and Fisheries, Oceans and the Canadian Coast Guard, as competent ministers under the Species at Risk Act (SARA) determined following completion of an Imminent Threat Assessment (ITA), that the Southern Resident Killer Whale (SRKW) population is facing imminent threat to their survival and recovery. A recommendation was made to the Governor in Council (GiC) to enact an emergency order for their protection. In consideration of ongoing threat mitigation and additional measures to be implemented, the GiC declined the making of the emergency order.

This initiative seeks to implement additional measures to protect the SRKW from two of the three anthropogenic impacts that threaten their survival and recovery, namely prey availability, and physical and acoustic disturbance. Measures to address threats associated with the third threat of contaminants was provided through the Oceans Protection Program (OPP) and the Whales Initiative (WI). The outcome of this proposal, as an extension of the WI whose shared outcome is to “address human-induced threats for SRKW, NARW and SLEB in support of the implementation of SARA Recovery Strategies and Action Plans”, aims to reduce threats impacting the SRKW population in order to allow the population to achieve stability and growth, and to ultimately increase their chances for survival and recovery.

Addressing the threats facing SRKW requires actions by the Government of Canada across several Departments and multiple partners. The threats do not impact the population in isolation, rather they are cumulative and chronic and action on all fronts is needed simultaneously. Threats associated with prey availability requires action to enable SRKW to have access to their preferred prey, Chinook Salmon. Managing fisheries such that there is enough of this resource is available for the whales and improving environmental conditions so that they can forage effectively (meaning they are protected from physical and acoustic disturbance that can interfere with successful feeding). Since they hunt and communicate using echolocation, they require an environment where underwater noise (for example, from shipping, whale watching, fishing activity, etc.) is not impeding these activities. Additionally, to ensure their health and reproductive success they need an environment and food source that is free of environmental contaminants.

Accordingly, the actions proposed to be undertaken through this initiative will build on existing activities under the Whales Initiative aimed at protecting endangered whales, including SRKW. The incremental activities are designed to more rapidly and effectively address the imminent threats to the SRKW related to prey availability and disturbance and will take an adaptive management approach to those threats in order to halt population decline and support population growth. Existing resources and measures are in place regarding environmental contaminants.

Governance structures

To ensure a whole-of-government approach, and consistent and complementary application with other related initiatives for SRKW and other endangered whales, in particular the Oceans Action Plan and consistent with Species at Risk Recovery Strategies, an interdepartmental Assistant Deputy Minister-level oversight committee has been created with Assistant Deputy Ministers (ADMs) from the lead Department’s responsible for the recovery of these species: DFO, TC, PCA and ECCC. In addition, the Assistant Secretary, Economic Sector, Treasury Board Secretariat, will become an ex-officio member of the ADM-level oversight committee. The committee also provides representation from other relevant Departments as necessary for example, Department representation from Crown-Indigenous Relations and Northern Affairs. This ADM Committee will maintain strong oversight, provide strategic direction, and facilitate coordination amongst departments and alignment with other federal priorities, such as reconciliation with Indigenous Peoples and energy development. It will also systematically review the implementation dashboard developed for measuring, monitoring and assessing the progress of specific initiatives. This ADM Committee will lead oversight of the delivery of the Whales Initiative including the incremental activities in this proposal. It will report to and take guidance from the existing OPP Deputy Ministers Committee to ensure whole of government coordination and alignment with government priorities at the most senior level.

The interdepartmental ADM Committee will also be responsible for horizontal reporting on plan progress and results to Ministers and Canadians and linking initiatives and progress to related Government-wide initiatives. In addition to Departmental Plans and Departmental Results Reports, reporting on achievements of the Plan will be shared with the public at key intervals, highlighting results and benefits for Canadians.

Total federal funding allocated (from start to end date) (dollars) $97,407,213
Total federal planned spending to date (dollars) $38,057,107
Total federal actual spending to date (dollars) $20,217,178
Date of last renewal of the horizontal initiative Not applicable
Total federal funding allocated at the last renewal, and source of funding (dollars) Not applicable
Additional federal funding received after the last renewal (dollars) Not applicable
Total planned spending since the last renewal Not applicable
Total actual spending since the last renewal Not applicable
Fiscal year of planned completion of next evaluation A tentative evaluation is planned to be completed in 2022-23, in consultation with partner departments.
Performance highlights

Since 2018, Fisheries and Oceans Canada has implemented enhanced management measures that abate the key threats of reduced prey availability and physical and acoustic disturbance (specifically leading on fishing closures and promoting voluntary measures). Management measures are reviewed and adapted annually based on consultation with Indigenous groups and stakeholders and lessons learned or new information. New for 2021, a closure protocol was piloted where salmon closures in the Gulf Islands were initiated based on SRKW presence to support an in-season adaptive approach. In 2020, the Accountability Framework was published to assess how measures were supporting the population's recovery over time, and a more formalized Multi-Nation Tier II process between Indigenous groups and the Government of Canada was advanced to support Indigenous participation in the management measure process.

Through annual monitoring of the SRKW population (July 1 and December 31), the Center for Whale Research is able to track changes in population size which has fluctuated considerably over the last four decades. The effects of the recovery effort for a long-lived species like SRKW are not likely to be immediately evident. Given their low reproductive rate and cultural traditions that influence their behaviour, recovery can be expected to take multiple generations. That said, SRKW body condition is a metric that may be more likely to provide insight into recovery efforts on a shorter time frame. As of February 2021, the population of SRKW had reached 75.

For the 2020 season, Transport Canada implemented a suite of management measures, under the Canada Shipping Act’s Interim Order, to assist in the protection and recovery of SRKW, including:

  • mandatory Interim Sanctuary Zones at Pender Island, Saturna Island and at Swiftsure Bank (June 1 to November 30, 2020) prohibiting vessel traffic (some exemptions apply)
  • continuation of a mandatory 400 metres approach distance (year-round) from all killer whales in SRKW critical habitat and BC coastal waters east of Vancouver Island and south of Campbell River (Cape Mudge) and Malaspina (Sarah Point)
  • voluntary measures which included encouraging boaters to reduce their speed to less than 7 knots when within 1,000 metres of a killer whale; to turn off echo sounders and fish finders, when safe to do so; and to place engines in neutral idle if inadvertently within the approach distance to a killer whale
  • commercial whale watching, and ecotourism companies were able to apply for a special authorization to operate a vessel between 200 and 400 metres to watch non-SRKW. This authorization included a commitment to not offer, plan or promote excursions based on viewing SRKW

In light of the global pandemic, Parks Canada reached close to 40,000 personal and non-personal contacts through virtual education programs. This included: Southern Resident Killer Whale compliance promotion videos targeted to mariners and fishers; and the development and distribution of a new Southern Resident Killer Whale Xplorer booklet (the first ever Parks Canada Xplorer Booklet focused on a Species at Risk). These products and efforts allowed Parks Canada to reach a diverse audience and inspire people to help protect and recover Southern Resident Killer Whales.

Environment and Climate Change Canada's plan to publish proposed regulations to strengthen controls for seven substances or groups of substances is moving forward on schedule.

Contact information Brett Gilchrist, brett.gilchrist@dfo-mpo.gc.ca

Shared outcomes:

Address human-induced threats for SRKW in support of survival and recovery of the SRKW population in Canada

Name of theme Theme 1: Research and Monitoring Theme 2: Management Measures Internal Services
Theme outcome(s) Management measures in support of the SARA Recovery Strategy and Action Plan related to SRKW are implemented as planned. Percentage of science actions in SARA Recovery Strategy and Action Plans related to SRKW that are implemented or completed as planned. Not applicable
Fisheries and Oceans Canada $26,740,000 $6,600,000 $4,666,070
Transport Canada $11,037,134 $26,021,784 $2,898,676
Parks Canada Agency $14,000,000 $2,456,782 $1,602,134
Environment and Climate Change Canada $1,267,796 Not applicable $116,570

Performance information

Horizontal initiative overview
Name of horizontal initiative Total federal funding allocated since the last renewal* 2020-21 Planned spending 2020-21 Actual spending Horizontal initiative shared outcome(s) Performance indicator(s) Target(s) Date to achieve target 2020-21
Actual results
Funding to Implement Emergency Protection to Support the Survival and Recovery of the Southern Resident Killer Whale $97,407,213 $38,057,107 $20,217,178 Address human-induced threats for SRKW in support of survival and recovery of the SRKW population in Canada. Number of SRKW individuals. The SRKW population size is stabilized at 2018 levels (74) or more individuals. March 2023 74 (In February 2021, a calf was reported born, meaning the current population is presumed to be 75 individuals).

* This amount includes any additional funding received after the last renewal. Where the initiative is new (with no renewal), insert the initial total allocation approved.


Theme horizontal initiative activities

Theme 1 details
Name of theme Total federal theme funding allocated since the last renewal* 2020–21 Federal theme planned spending 2020–21 Federal theme actual spending Theme outcome(s) Theme performance indicator(s) Theme target(s) Date to achieve theme target 2020-21 Actual results
Management Measures $58,895,342 $10,340,055 $7,344,426 Management measures in support of the SARA Recovery Strategy and Action Plan related to SRKW are implemented as planned. Percentage of recovery measures in the SRKW recovery strategy and action plan that address prey availability or disturbance that are implemented as planned. To be determined based on the total subset of recovery measures that address prey availability or disturbance and funded under this submission. March 2023

Fisheries and Oceans Canada is on track to meet target. Due to the ongoing nature of many of these recovery measures, results will only be available in 2023 when a report on the status of recovery measures is produced.

Parks Canada continues to support the implementation of recovery measures in the SRKW Recovery Strategy and Action Plan that address prey availability or disturbance.

For the 2020 season, Transport Canada implemented 100% of the 5 planned vessel management measures (2 mandatory and 3 voluntary) to directly support the SARA Recovery Documents of SRKW. Also, 35 commercial whale watching companies entered into a Sustainable Whale Watching Agreement with Transport Canada during the 2020 season.

Environment and Climate Change Canada's development of new regulations or further restrictions for 7 pollutants is on track for completion by target date.


Theme 1 horizontal initiative activities
Depart-ments Link to the depart-ment’s Program Inventory Horizontal initiative activity (activities) Total federal funding allocated to each horizontal initiative activity since the last renewal* 2020–21 Planned spending for each horizontal initiative activity 2020–21 Actual spending for each horizontal initiative activity 2020–21 Horizontal initiative activity expected result(s) 2020–21 Horizontal initiative activity performance indicator(s) 2020–21 Horizontal initiative activity target(s) Date to achieve horizontal initiative activity target 2020-21
Actual results
Fisheries and Oceans Fisheries Management Development and implementation of fishery management measures. $920,000 $154,724 $118,094 Increased prey availability for SRKW Percent of indicator stocks with total mortalities within 10% of target 95% of indicator stocks April 2020 80%
Development and implementation of fishery management measures $920,000 $154,724 $118,094 Increased prey availability for SRKW Percentage of indicator stocks within 10% of escapement goals 80% of indicator stocks November 2023 67%
Salmonid Enhancement Program Rebuilding of Chinook Salmon stocks including salmon enhancement, habitat improvement and other measures $2,500,000 $437,127 $365,073 Address key recovery threat of lack of prey abundance in support of SRKW rebuilding Percentage of Chinook salmon produced vs planned for the objective of addressing the threat of insufficient prey for endangered SRKW 80% March 2020 112%
Species at Risk Program Coordination of implementation of recovery measures for SRKW) $1,700,000 $289,448 $224,427 Recovery measures identified in SARA SRKW Action Plan related to prey and disturbance are implemented as planned Percentage of recovery measures (related to the threat areas of reduced prey availability and/or disturbance) that are implemented within the recommended timeframes identified in the SARA RKW Action Plan 90% March 2022 97%
Marine Planning and Conservation / Fisheries Management Explore SRKW marine sanctuary, including recommen-dations for increasing approach distance $1,800,000 $379,613 $236,129 Explore feasibility of one or more sanctuaries in SRKW critical habitat supported by consultations with First Nations and stakeholders Number of areas within critical habitat subject to spatial management tools that support abatement of threats 1 or greater March 2024 3
Conservation and Protection Compliance and Enforcement $12,000,000 $1,881,561 $1,445,097 With special attention to SRKW, fisheries, oceans and other aquatic ecosystems are protected from unlawful exploitation and interference Number of hours spent by Conservation and Protection promoting compliance and enforcing harassment and disturbance prohibitions, as well as fisheries management measures in support of SRKW 10,000 hours March 2023 2486 hours
Marine Communi-cations and Traffic Services Implementation of monitoring and compliance measures to reduce the impacts of vessel noise on SRKW $6,900,000 $952,729 $646,497 Implementation of monitoring and compliance measures for mandatory and voluntary tools to reduce the impacts of vessel strikes and underwater vessel noise on SRKW As instructed by Transport Canada, percentage of target vessels monitored for voluntary or mandatory mitigation measures implemented to protect SRKW Baseline to be established by end of first full year (March 31, 2021) March 2023 100%
Transport Canada Protecting Oceans and Waterways Increased U.S. Engagement, Program Administration $1,382,862 $278,295 $103,700 Voluntary and/or mandatory vessel operation measures are implemented in both Canadian and U.S. waters to maximize effectiveness Number of measures with U.S. endorsement, U.S. participation, and/or U.S. equivalent measures when relevant Increase the number of coordinated measures by one per year from a baseline of two cross boarder measures March 2024

Due to the Covid-19 global pandemic, all in-person meetings, consultations and working groups between the US and Canada were put on hold; therefore, funding for travel, hospitality, venues and equipment rentals was not used. TC was able to implement 2 vessel operation measures with the endorsement / participation of the US:

  • aligning the voluntary engine operating guidelines with the Canada / US Be Whale Wise organization through virtual meetings
  • with the continued leadership of the ECHO Program, supported by the U.S. members of the ECHO Advisory Committee, a new voluntary lateral displacement was introduced in the Strait of Juan de Fuca in 2020

The additional unused funding is G&C's for a voluntary slowdown incentive through Boundary Pass, as per the commitment in the TB Sub, the unused funds are returned to the Fiscal Framework.

Expanded voluntary slowdown in the Salish Sea $9,254,539 $1,862,435 $693,991 Vessels transiting in Haro Strait / Boundary Pass slowdown to reduce underwater noise generated. Percentage of ships transiting in the speed restriction area that slow to the target speed. An increase of 19% from 2017 participation levels (61%) to 80%. March 2024 91% of ships transiting the area (1,803 of 1,980 transits) slowed to the target speeds, over the 17 weeks of the vessel slowdown initiative.
Underwater noise reduction equal to or greater than the noise level reduction attributable to the previous slowdown season Baseline to be noise reduction level from 2018 slowdown - analysis to be completed by spring / summer 2019 March 2020 44% reduction in ambient underwater noise in Haro Strait and 48% reduction in Boundary Pass compared to the pre-slowdown baseline period.
WhaleReport Alert System $400,000 $100,000 $100,000 More mariners and vessel owners / operators have access to improved information on the presence of whales through a more effective and dynamic whale reporting system Number of vessel owners / operators who receive whale alerts annually Baseline for 2019 and consecutive years to be established with funding recipient during development of funding agreement March 2024 4,828 alerts were sent by the WhaleReport Alert System to mariners to alert them to the presence of whales so they can avoid ship strikes, as reported by Ocean Wise. Funding allowed the WRAS to increase sightings of whales in key areas of SRKW critical habitat by increasing the network of mariners, coastal citizens, researchers and ecotourism operators. A larger sightings network, in turn, increased the number of alerts issued between 2019-20 and 2020-21.
Parks Canada Agency Heritage Places Conservation Law Enforcement (within National Park Reserves) $5,400,000 $822,188 $1,062,653 Heritage places are managed responsibly Number of hours of new proactive law enforcement patrols related to species at risk issues 5,200 hours March 2024 886.85 hours
Natural and cultural resources in heritage places are maintained or improved Percent increase in the number of vessel operators in compliance with applicable species at risk protection measures (for SRKW) 223 was established on March 31, 2020, as the baseline number of operators in non-compliance; to be reported as a percentage in subsequent years March 2024 132 incidents
Indigenous Engagement $8,200,000 $1,207,013 $721,176 Indigenous peoples actively participate in and contribute to the stewardship and conservation of heritage places. Number of heritage places where Indigenous peoples actively participate in stewardship of natural and cultural heritage of their traditional territories. 2 (Pacific Rim National Park Reserve and Gulf Islands National Park March 2021 Financial instruments (for example, service contracts or contribution agreements) with Indigenous partners in place to support Indigenous-led marine stewardship and conservation program development and capacity building. Parks Canada is working with Indigenous partners on multi-year financial instruments to support implementation of Indigenous-led marine stewardship and conservation programs in and around Pacific Rim and Gulf Islands National Park Reserves and is on track to finalize instruments in 2021-22.
Percentage of actions co-developed or led by Indigenous peoples in Parks Canada conservation plans that are implemented (for SRKW)

Target: 100%

Baseline: TBD - by March 31, 2020 - All actions co developed or led by Indigenous peoples identified following development of the conservation plans

March 2024

Results not yet available.

Parks Canada continues to engage with Indigenous partners. Parks Canada is working on multi-year financial instruments with Indigenous partners to support implementation of Indigenous-led marine stewardship and conservation programs in and around Pacific Rim and Gulf Islands National Park Reserves and is on track to finalize instruments in 2021-22.

Heritage Places Promotion and Public Support Compliance Promotion & Outreach (offsite) $200,000 $76,031 $120,179 Stakeholders and partners engage in and contribute to the protection and presentation of Parks Canada heritage places. Number of personal and non-personal contacts reached through multimedia and outreach initiatives (relating to SRKW). 20,000 March 2024 39,121 personal and non-personal contacts were reached with an increased focus on digital initiatives including video, virtual outreach programs, web and social media.
Visitor Experience Compliance Promotion & Outreach (within National Park Reserves) $200,000 $76,031 $120,179 Visitors safely discover, experience and enjoy Parks Canada places. Number of park visitors and contacts exposed to information on species at risk. 70,000 March 2024

3,672 park visitors and contacts exposed to information on species at risk

Results were impacted by the global pandemic (that is, limited in-person interpretation) and delayed completion of the whale trail interpretive signs. The 2020-21 actual results are based on number of contacts at Gulf Islands and Pacific Rim National Park Reserves. Actual result for subsequent years will also include number of park visitors exposed to whale trail interpretive signs.

Environment & Climate Change Canada Substances and Waste Management Management measures to reduce threats from contaminants of concern $1,267,796 $602,398 $203,400 Implemented risk management measures are effective in reducing identified risks from contaminants of concern. Percentage of key contaminants for which an evaluation of RM effectiveness is completed and identified control measures initiated as appropriate. 100% (of 10 key contaminants identified as concern for SRKW and SLEB) evaluated and as appropriate control measures are initiated. March 2023 Development of new regulations or further restrictions for 7 pollutants is on track for completion by target date.

* This amount includes any additional funding received after the last renewal. Where the initiative is new (with no renewal), insert the initial total allocation approved.


Theme 2 details
Name of theme Total federal theme funding allocated since the last renewal* 2020–21 Federal theme planned spending 2020–21 Federal theme actual spending Theme outcome(s) Theme performance indicator(s) Theme target(s) Date to achieve theme target 2020-21 Actual results
Research and Monitoring $38,511,871 $8,001,092 $5,907,994 Science-related measures in SARA Recovery Strategy and Action Plans related to SRKW are implemented as planned. Percentage of science actions in SARA Recovery Strategy and Action Plans related to SRKW that are implemented or completed as planned. To be determined based on the total subset of recovery measures that are relevant to the science activities (research, monitoring, advice) and funded under this horizontal initiative (for example, measures to control contaminants not relevant here). March 2024 Work toward this indicator and target is underway. Data not yet available.

Theme 2 - horizontal initiative activities
Depart-ments Link to the depart-ment’s Program Inventory Horizontal initiative activity (activities) Total federal funding allocated to each horizontal initiative activity since the last renewal* 2020–21 Planned spending for each horizontal initiative activity 2020–21 Actual spending for each horizontal initiative activity 2020–21 Horizontal initiative activity expected result(s) 2020–21 Horizontal initiative activity performance indicator(s) 2020–21 Horizontal initiative activity target(s) Date to achieve horizontal initiative activity target 2020-21 Actual results
Fisheries and Oceans Canada Fisheries Science Determination of chinook availability and fishing pressure $6,600,000 $1,069,528 $851,176 Scientific information of fisheries resources (SRKW) is available to inform management decisions. Percentage of key foraging areas monitored annually for prey availability. 20% March 2020 40%
Percentage of SRKW critical habitat areas with Chinook catch and fishing effort data mapped. 100% March 2020

40%

2019 data were digitized and available for mapping. 2020 will be completed and work will continue on past years.

Parks Canada Agency Heritage Places Conservation Ecological monitoring and science in Pacific Rim and Gulf Island National Park Reserves $2,456,782 $452,782 $445,689 Heritage places are managed responsibly. Percentage of actions in Parks Canada conservation plans that are implemented (for SRKW).

Target: 100%

Baseline: Not available

March 2024 As of March 2021, 82% of actions in Parks Canada conservation plans for Southern Resident Killer Whales have been implemented. Parks Canada continues to engage with Indigenous partners and work to identify opportunities to enable Indigenous-led stewardship and conservation actions.
Transport Canada Protecting Oceans and Waterways Quiet Vessel Initiative $26,021,784 $5,748,576 $3,880,922 Decision makers have access to a comprehensive and well understood suite of measures that address harmful impacts of vessel traffic on SRKW Number of assessed quiet vessel technologies and designs Evaluate a minimum of 3 quiet vessel technologies per year through modelling, testing, and deployments March 2024

TC invested in 5 projects to support the assessment of new quiet vessel technologies, designs and operational practices:

  • evaluate the feasibility of adapting existing technology to enable the real-time monitoring of propeller cavitation
  • project that will provide data to inform the development of an ISO standard for the measurement of vessel source levels in shallow water
  • study to assess the feasibility of a real-time shipboard cavitation monitoring system that is capable of alerting the captain when to take cavitation minimizing measures while navigating
  • project to understand the impacts of implementing technologies to reduce underwater vessel noise on energy efficiency requirements (that is, Energy Efficiency Design Index)
  • a project to test whether GHG and noise are reduced if a fishing vessel hull is painted with a new graphene-based coating
Vessel designers, owners, and operators have access to performance information on quiet vessel designs and technologies that can help mitigate their contribution to underwater noise Number of Design and Retrofit Compendium site visits and document downloads Year-over-year increases in website traffic and document downloads (baseline set in 2020 with launch of Design and Retrofit Compendium) March 2020 No results reported for 2020-21. However, this indicator will need to be updated, as the concept of a retrofit compendium will likely be replaced by other, higher priority projects under the initiative.

* This amount includes any additional funding received after the last renewal. Where the initiative is new (with no renewal), insert the initial total allocation approved.


Total spending, all themes
  Total federal funding allocated since the last renewal* 2020–21 Total federal planned spending 2020–21 Total federal actual spending
Theme 1 $58,895,342 $10,340,055 $7,344,426
Theme 2 $38,511,871 $8,001,092 $5,907,994
Total, all themes $97,407,213 $18,341,147 $13,252,420

* This amount includes any additional funding received after the last renewal. Where the initiative is new (with no renewal), insert the initial total allocation approved.


Horizontal initiative: A Framework for Canadian Leadership on International Oceans in Support of Our G7 Presidency

General information

Name of horizontal initiative A Framework for Canadian Leadership on International Oceans in Support of Our G7 Presidency
Lead department Fisheries and Oceans Canada (DFO)
Federal partner departments Environment and Climate Change Canada (ECCC); Global Affairs Canada (GAC)
Start date of the horizontal initiative 2019-20
End date of the horizontal initiative 2022-23
Description of the horizontal initiative

The horizontal initiative is a suite of concrete internationally focused activities and commitments that will allow Canada to demonstrate international leadership on oceans, in particular to support the G7 Charlevoix Blueprint for Oceans, Seas and Resilient Coastal Communities. Through the initiatives, Canada will take actions to address the key stressors and risks facing the oceans. This will be done through effective and innovative solutions, collaborative partnerships with the private sector, international organizations, and civil society to identify and assess policy gaps, needs and best practices, and leadership and empowerment of women and youth as agents of change. Oceans play a critical role in regulating the global climate system and are integral to the health and well-being of millions of people, however the oceans, and the communities that depend on them, face significant stressors that threaten their well-being. For example, forty percent of the world’s population live in coastal areas and approximately 10 million people experience coastal flooding due to storm surges and cyclones each year. It is expected that up to 50 million people may be at risk by 2080. Further, the World Bank estimates the loss in annual consumption from the impact of natural disasters at $520 billion, which forces 26 million people into poverty each year. Greater attention and investment in building the resilience of vulnerable coasts and communities is a vital part of ocean health and in meeting the Paris Agreement and Sustainable Development Goals.

The initiative responds to certain ongoing challenges affecting the health of the world’s oceans and seas and aligns with the commitments of G7 Leaders, outlined in the Charlevoix Blueprint, for collaborative and collective action to address challenges to healthy oceans, seas and resilient communities. As set out in the Charlevoix G7 Summit Communique and Charlevoix Blueprint, ocean warming, acidification and sea-level rise, together with extreme weather events, are increasing the vulnerability of ocean ecosystems and threatening many global communities, while simultaneously reducing their resiliency. Other identified challenges include illegal, unreported and unregulated (IUU) fishing and overexploitation of fish stocks which threaten entire species and food security, ocean and ecosystem health, and marine pollution, including from plastic litter, which is compounding the threats facing already degraded marine ecosystems. Combined, these factors are negatively impact the overall health and sustainability of oceans and ecosystems, jeopardizing food security, and endangering for low-lying coastal states and Arctic communities. Small Island Developing States (SIDS), are among the most vulnerable to the challenges facing the world’s oceans due to their reliance on them for survival.

Through collaboration and collective action to address challenges to healthy oceans, seas and resilient communities, the initiative activities will seek to support a healthy ocean which sustainably delivers a range of benefits to people now and in the future. GAC will deliver activities internationally to support climate risk insurance, renewable energy in SIDS, and national adaptation plans for climate change. DFO will deliver activities to support healthy and productive oceans in the Arctic and global ocean ecosystems, in particular in support of developing countries. DFO and GAC will work together to deliver activities to support sustainable fisheries in developing countries. GAC and ECCC will co-deliver activities aimed at tackling marine litter by working with key international partners in order to develop and implement on-the-ground solutions in developing countries, identify and assess policy gaps, needs and best practices, and advance women’s economic empowerment.

Gender equality is a fundamental human right and is a key priority for the Government of Canada and a guiding principle of the G7 Charlevoix Blueprint for Oceans, Seas and Resilient Coastal Communities. This Horizontal Initiative will purposefully apply Canada’s Gender-based Analysis framework and Feminist International Assistance Policy to ensure that the projects and programs funded involve activities that empower women and girls to be equal agents of change in ameliorating the health of the world’s oceans and seas. The degree to which this is ultimately achieved will be evaluated.

Governance structures The implementation of the International Oceans Framework requires a coordinated approach, given that responsibilities for specific areas and measures fall within the purview of three federal departments – DFO, ECCC and GAC. By working together, DFO, ECCC and GAC will collectively advance the Government of Canada’s core responsibilities in the areas of:
  • fisheries and aquatic ecosystems
  • taking action on clean growth and climate change, as well as preventing and managing pollution
  • development, peace and security through multilateral international assistance

In order to successfully deliver the initiatives outlined in this submission, the departments commit to working with other national governments, the private sector, multilateral organizations and non-governmental organizations. To ensure a whole-of-government approach, advancement of G7 and other international commitments, and consistent and complementary application with other related initiatives, in particular the Charlevoix Blueprint for Healthy Oceans, Seas, and Resilient Coasts and Communities, the Ocean Plastics Charter, the Paris Agreement, and the Sustainable Development Goals, the existing ADM-level Interdepartmental Committee on Oceans (ICO), will be used as the venue for representatives from DFO, ECCC and Global Affairs Canada to provide oversight of the Framework initiatives. The committee currently includes these Departments as well as Transport Canada, Crown Indigenous Relations and Northern Affairs Canada, the Canadian Coast Guard, Natural Resources Canada, Innovation, Science and Economic Development Canada, the Canadian Northern Economic Development Agency, Western Economic Diversification Canada, Canada Economic Development for Quebec Regions, the Atlantic Canada Opportunities Agency, the Canadian Environmental Assessment Agency, the Parks Canada Agency, and the Department of National Defence.

The ADM Committee, will enable a whole-of-government approach in implementing the Framework, including maintaining strong oversight, providing strategic direction, and facilitating coordination amongst departments. The Committee will facilitate alignment of the Framework initiatives with other federal priorities where possible, such as reconciliation with Indigenous Peoples, a focus on the poorest and most vulnerable, in particular women and girls, Canada’s Feminist International Assistance Policy, the Pan Canadian Framework on Clean Growth and Climate Change, and Canada’s United Nations Security Council Campaign. Relevant members of the Committee (that is, DFO, ECCC, and Global Affairs Canada) will also systematically review information provided for measuring, monitoring and assessing the progress of specific initiatives; including evaluation(s) of the Plan and/or specific initiatives. The DG Committee will serve as the venue for oversight of the delivery of the Framework and related G7 commitments by DFO, ECCC, and Global Affairs Canada, which will report to and take guidance from the existing ADM Committee, to ensure whole of government coordination and alignment with government priorities at the most senior level. The relevant members of the ADM Committee will ensure that results are being managed with initiatives and that the collection of activities support Canada’s G7 priorities and commitments. If and when escalation is required as determined by the ADM Committee, ad hoc meetings of DMs will be convened. ADM committee meetings will include a dedicated International Oceans Framework agenda item on a bi-annual basis for relevant committee members to discuss Framework initiatives, with the option for additional meetings as necessary.

The interdepartmental ADM Committee will also enable horizontal reporting by DFO, ECCC, and Global Affairs Canada on plan progress and results to ministers and Canadians, and linking initiatives and progress to related global and Government-wide initiatives, including Canada’s Oceans Protection Plan and G7 commitments such as, the Charlevoix Blueprint for Healthy Oceans, Seas, and Resilient Coasts and Communities, and the Ocean Plastics Charter. In addition to Departmental Plans and Departmental Results Reports, reporting on achievements of the plan will be shared with the public at key intervals, highlighting progress on Canada’s G7 commitments.

Total federal funding allocated (from start to end date) (dollars) $327,682,156
Total federal planned spending to date (dollars) $123,505,440
Total federal actual spending to date (dollars) $106,091,729
Date of last renewal of the horizontal initiative Not applicable
Total federal funding allocated at the last renewal, and source of funding (dollars) Not applicable
Additional federal funding received after the last renewal (dollars) Not applicable
Total planned spending since the last renewal Not applicable
Total actual spending since the last renewal Not applicable
Fiscal year of planned completion of next evaluation 2021-22
Performance highlights

Canada made significant progress on its leadership in two key areas: ocean observation and tackling Illegal, Unreported and Unregulated (IUU) fishing. Significant expansion in the number of Biogeochemical Argo and Argo floats deployed was realized, and membership in Canada's Blue Charter Action group on Ocean Observation was expanded. Implementation of the Dark Vessel Detection project in Ecuador was welcomed by Ecuador's Minister of Defence & Minister of Foreign Affairs in meetings with Canada's Ambassador. Training was delivered to three operation centres and the system is now operational and supplying data to support the protection of the Galapagos Region and Ecuador's Exclusive Economic Zone.

Capacity Building for Sustainable Fisheries and Oceans Management in Developing States - The Adaptation of Coastal Communities and the Blue Economy (APOCEB) - Partnerships for Development Innovation project is implemented by Cégep de la Gaspesie et des Iles in Guinea, Guinea-Bissau, Senegal and the Gambia. COVID-19 had significant impacts on the mobilization of international staff and the travel of local staff within the targeted countries, delaying field activities by several months. A fully equipped local office with logistical support was established in Dakar and local staff (that is, climate action ambassadors and national experts in environment, product transformation, community development and gender integration) were recruited to work with the targeted communities in each of the four countries to engage with communities to discuss project objectives, formulate a common vision and expected results for the project and initiate the phase of data collection and review of development options based on the resource base. Experts were also mobilized to initiate scientific work aimed at carrying out an inventory of the natural resources of the targeted communities.

At the same time, Memoranda of Understanding were negotiated with the principal national partners in each of the four targeted countries. The baseline survey was carried out in 37 targeted localities across the four countries. Finally, the governance and management structures were agreed on resulting in the establishment of a Project Steering Committee as well as a Monitoring Committee. At the end of March 2021, many of the project start up activities had been either completed or were nearing completion.

Capacity Building for Sustainable Fisheries and Oceans Management in Developing States - Grant Arrangement for Small Scale Fisheries Project - Stakeholder consultations and updating of the workplan and priorities have been completed in the three project countries.

Marine Litter Mitigation Fund - PROBLUE (World Bank): 96% of the activities approved included gender-sensitive elements in their proposals; Canada proposed the establishment of the Gender Equality Working Group and is chairing meetings; Supported work in every region, adding value to 50 investments totaling more than $3.6 billion.

Incubator Network

  • gender equality considerations have been introduced and continues to mainstreams gender across the whole program
  • improved access to gender sensitive support services of the private sector to design, implement, measure and support inclusive waste management and recycling ventures and innovations
  • built a growing network of 35+ Entrepreneur Support Organisations based in and operating across five target countries

Marine Litter Mitigation Fund - Global Plastics Action Partnership (GPAP) (World Economic Forum): Hired a gender and inclusion advisor and shared a draft gender strategy; Indonesia Multi-Stakeholder Action Plan was launched in April 2020 with the creation of five task forces to fast-track its implementation - the Canadian Embassy in Jakarta became one of the 13 members of the Financing task force; Four National Plastics Action Plan partnerships launched in Indonesia, Ghana, Vietnam and Nigeria.

National Adaptation Plans - Implemented the toolkit ‘Gender Responsive Process to Formulate and Implement National Adaptation Plans’; Facilitated regional workshops organized by the United Nations Framework Convention on Climate Change (UNFCCC) Gender Team on integrating gender into national climate actions; Provided technical support to 27 developing countries, including a record number of short-term technical support requests through the Country Support Hub.

Pacific Initiative on Biodiversity, Climate and Resilience - Prepared the necessary management tools and governance structure to operate the initiative as a multi-donor one-stop shop for funding projects that promote nature-based solutions across the Pacific region and on the assessment of regional proposals.

Capacity Building for Sustainable Fisheries and Oceans Management in Developing States - The Mainstreaming Gender Equality in Fisheries in the Caribbean project ($500K, 2019-21) aimed to improve sustainable fisheries for women and girls and other vulnerable populations in the Caribbean. Activities were implemented by the Caribbean Regional Fisheries Mechanism (CRFM) based in Belize to help advance gender equality, decent work and youth involvement in sustainable development of fisheries.

The partners reported progress was satisfactory, with expected delivery dates for project outputs and targets identified in the results management framework being, mainly, achieved. That said, COVID-19 posed a challenge to the implementation of capacity building activities, but adopted and adapted technology for remote working and meetings allowed most activities to be satisfactorily carried out.

The outputs produced by the project included:

  • review report on countries’ compliance with international instruments in relation to fisheries
  • report on determination of appropriate gender-related data / research
  • gender Analysis, Strategy and Action Plan on Mainstreaming in Fisheries in the Caribbean for CRFM on traditional fishing knowledge & practices
  • draft National Gender Action Plans (related to the fisheries sector) for Dominica, Grenada, Saint Lucia, St. Vincent and the Grenadines and Trinidad and Tobago
  • report on gender-aware capacity development and awareness training
  • report on development of regional and national monitoring and evaluation systems to track gender equality, decent work achievements, and youth involvement
  • M&E tracking tool to assess impact of CRFM gender mainstreaming initiative
  • guidance for Gender Equality in Recruiting and Hiring
  • proposals for gender sensitive fisheries-related business activities

Overall assessment of progress:

The development of a Gender Analysis and Action Plan on Gender Mainstreaming in Fisheries in the Caribbean for CRFM countries was on target. The increase of 25% in the membership of women in the Caribbean Network of Fisherfolk Organisations (CNFO), from 2017 level, was projected for the end of 2020; but could not be assessed prior to final reporting due to the project timeline. A gender evaluation tool is now available to assess level of gender awareness in all CRFM Member States. 75% of CRFM Member States have identified gender focal points in national fisheries authorities, advisory committees and/or other fisheries related agencies; while approximately 40% of participants to discuss Flying fish management issues over the past 3 years have been female. The development of the Gender mainstreaming strategy and action plan informed the development of 1 formal training session in lieu of 4 capacity building sessions held for fisherfolks groups on gender mainstreaming, awareness and decent work and youth empowerment which incorporated material on gender-based analysis for CRFM staff; and contributed to regional and national Gender, youth and decent work tracking systems being developed and available. The initiative also contributed to Five National Gender Action Plans (NGAPs) for Dominica, Grenada, Saint Lucia, St. Vincent and the Grenadines, Trinidad and Tobago.

Environment and Climate Change Canada: Activity completed in 2019-20; no further activity in 2020-21.

Contact information Andrew McMaster, Director, International Oceans Policy

Shared outcomes:

Improved resilience of people, particularly women and girls, living in vulnerable coastal communities impacted by ocean and coastal environmental degradation

Name of theme Theme 1: Resilient Coastal Communities Theme 2: Healthy & Productive Oceans Theme 3: Sustainable Fisheries & Coasts Theme 4: Tackling Marine Litter Internal Services
Theme outcome(s) Strengthened gender-responsive approaches climate resilience and low-carbon energy systems in coastal and small-island developing states Canada shares its ocean science and data to support the expansion of global ocean observation, tracking, and marine ecosystem management efforts Improved livelihoods and sustainable fisheries management for women and men fishers living in coastal communities and in developing countries Increased adoption of a gender-responsive circular economy approach by governments, businesses and people for communities impacted by, and generating marine plastic litter Not applicable
Fisheries and Oceans Canada Not applicable $30,600,000 $11,600,000 Not applicable $1,300,000
Global Affairs Canada $162,000,000 Not applicable $20,000,000 $100,000,000 $0
Environment and Climate Change Canada Not applicable Not applicable Not applicable $3,482,156 $0

Performance information

Horizontal initiative overview
Name of horizontal initiative Total federal funding allocated since the last renewal* 2020-21 Planned spending 2020-21 Actual spending Horizontal initiative shared outcome(s) Performance indicator(s) Target(s) Date to achieve target 2020-21
Actual results
A Framework for Canadian Leadership on International Oceans in Support of Our G7 Presidency $327,682,156 $85,764,362 $83,745,252 Improved resilience of people, particularly women and girls, living in vulnerable coastal communities impacted by ocean and coastal environmental degradation Human Development Index for countries targeted by initiatives TBD upon establishing of baseline by March 2021, including which countries are targeted March 2023

Fisheries and Oceans Canada: No specific results this year.

Environment and Climate Change Canada: Activity completed in 2019-20; no further activity in 2020-21.

Global Affairs Canada: Data unavailable for 2020-21. The most recent data available from the United Nations Development Programme is from 2019.

* This amount includes any additional funding received after the last renewal. Where the initiative is new (with no renewal), insert the initial total allocation approved.


Theme horizontal initiative activities

Theme 1 details
Name of theme Total federal theme funding allocated since the last renewal* 2020–21 Federal theme planned spending 2020–21 Federal theme actual spending Theme outcome(s) Theme performance indicator(s) Theme target(s) Date to achieve theme target 2020-21 Actual results
Resilient Coastal Communities $162,000,000 $45,000,000 $44,280,890 Strengthened gender-responsive approaches climate resilience and low-carbon energy systems in coastal and small-island developing states Number of countries targeted by Canada’s initiatives that have strengthened gender-responsive climate resilience and low-carbon energy systems TBD upon establishing of baseline by March 2021, including which countries are targeted March 2023 Global Affairs Canada: 7 countries strengthened gender-responsive climate resilience by receiving climate risk insurance payouts funded in part by the Caricom Adaptation Fund to help recover from climate disasters. These countries include Antigua and Barbuda, Belize, Dominica, Grenada, Jamaica, St. Lucia, St. Vincent and the Grenadines.

Theme 1 horizontal initiative activities
Depart-ments Link to the depart-ment’s Program Inventory Horizontal initiative activity (activities) Total federal funding allocated to each horizontal initiative activity since the last renewal* 2020–21 Planned spending for each horizontal initiative activity 2020–21 Actual spending for each horizontal initiative activity 2020–21 Horizontal initiative activity expected result(s) 2020–21 Horizontal initiative activity performance indicator(s) 2020–21 Horizontal initiative activity target(s) Date to achieve horizontal initiative activity target 2020-21 Actual results
Global Affairs Canada Multilateral International Assistance Climate Risk Insurance $100,000,000 $24,100,000 $23,380,890 Improved climate risk insurance coverage in climate-vulnerable countries, including in coastal and small-island developing states. Number of people (disaggregated by sex) benefiting from improved access to climate risk insurance because of Canada’s initiative. TBD upon agreeing to targets with implementing partner within the first year of the project’s implementation. TBD upon agreeing to a results framework with implementing partner within the first year of the project’s implementation.

Not available, however, $24.1M of the $100M initiative has been disbursed to three separate projects:

Ocean Risk and Resilience Action Alliance (ORRAA) $2.5M - Expected results include: (1) increased pipeline of pilot projects for innovative financial products that increase coastal resilience; (2) increased effectiveness of ORRAA to influence significant investments in coastal natural capital; and (3) improved design and implementation of gender-sensitive ocean resilience pilot projects by ORRAA in key vulnerable regions.

InsuResilience Global Partnership $1.6M - Expected outcomes include: (1) increased understanding and application of knowledge for gender-informed policy frameworks and implementation approaches of climate and disaster risk insurance (CDRI); (2) the empowerment of women and policymakers through leadership training to facilitate implementation of gender-informed and innovative approaches to CDRI; and (3) the empowerment of policymakers and practitioners to facilitate the implementation of gender-informed and innovative approaches to CDRI.

Caricom climate adaptation fund $20M - Results achieved as of (March 2020) include: (1) covering disaster insurance under the Caribbean Catastrophe Risk Insurance Facility (CCRIF) provided for seven eligible countries for policy year of May 2020 to April 2021 in Antigua and Barbuda, Belize, Dominica, Grenada, Jamaica, St. Lucia, St. Vincent and the Grenadines; (2) received CCRIF payouts by Belize in 2020; (3) assessed funding allocations and potential participation of Guyana and Suriname in CCRIF for the 2021-2022 policy year; and (4) provided technical assistance to assess the needs of CARICOM members in terms of innovative financing tools for climate adaptation and resilience.

Renewable Energy in Small Island Developing States $60,000,000 $20,000,000 $20,000,000 Reduced greenhouse gas emissions in the energy sector and enhanced livelihoods in this sector, especially for women, in small-island developing states.

Tons of cumulative GHG emissions reductions directly resulting from projects supported through this project.

Number of people (disaggregated by sex) newly-employed in the environment sector, including in technical, supervisory and management roles, supported by GAC programming.

2.75 million tons of cumulative GHG emissions over the lifetime of the infrastructure.

TBD upon agreeing to targets with implementing partner within the first year of the project’s implementation.

TBD upon agreeing to a results framework with implementing partner within the first year of the project’s implementation. This commitment has been fully disbursed to two programs: the $50M unconditionally repayable contribution to the renewable energy for small islands developing states program and the $10M grant to the Gender equality in renewable energy program. The $50M component’s expected outcomes are increased renewable energy production and energy efficiency, and improved gender equality in these sectors in small island developing states. The expected outcome for the $10M component is improved gender equality in the renewable energy sector in small island developing states. There are no actual results for these two programs yet. The first project annual reports will come out in March 2022.
National Adaptation Plans $2,000,000 $900,000 $900,000 Enhanced capacity of developing countries to adapt to the impacts of climate change. Number of laws, policies, regulations, plans, standards or codes developed to address climate adaptation at the local/national/regional level. TBD upon agreeing to targets with implementing partner within the first year of the project’s implementation. TBD upon agreeing to a results framework with implementing partner within the first year of the project’s implementation.

Data is not yet available for this indicator due to the timing of data collection in 2020-21. However, the project has produced the following preliminary outcomes:

  • implemented the toolkit ‘Gender Responsive Process to Formulate and Implement National Adaptation Plans’
  • facilitated regional workshops organized by the UNFCCC Gender Team on integrating gender into national climate actions
  • provided technical support to 27 developing countries, including a record number of short-term technical support requests through the Country Support Hub- Provided technical support to 27 developing countries, including a record number of short-term technical support requests through the Country Support Hub
  • due to the vast restrictions on travel since March 2020, proposed and received GAC approval to absorb unspent travel budget, including through participatory photography and story telling training in Kenya and Ghana, and creating opportunities for women to share their stories and experiences with policy makers and other key stakeholders
  • in Ghana, through the inclusion of a dedicated gender expert, facilitated the integration of gender considerations in the government’ NAP process and implementation strategy

* This amount includes any additional funding received after the last renewal. Where the initiative is new (with no renewal), insert the initial total allocation approved.


Theme 2 details
Name of theme Total federal theme funding allocated since the last renewal* 2020–21 Federal theme planned spending 2020–21 Federal theme actual spending Theme outcome(s) Theme performance indicator(s) Theme target(s) Date to achieve theme target 2020-21 Actual results
Healthy & Productive Oceans $30,600,000 $7,300,000 $3,400,000 Canada shares its ocean science and data to support the expansion of global ocean observation, tracking, and marine ecosystem management efforts Number of science products related to aquatic ecosystems that are available TBD upon establishing baseline March 2023 Fisheries and Oceans Canada: 60
Number of collaborative initiatives with international partners to improve collection and availability of ocean data, information, and knowledge 2 March 2022 TBD

Theme 2 - horizontal initiative activities
Depart-ments Link to the depart-ment’s Program Inventory Horizontal initiative activity (activities) Total federal funding allocated to each horizontal initiative activity since the last renewal* 2020–21 Planned spending for each horizontal initiative activity 2020–21 Actual spending for each horizontal initiative activity 2020–21 Horizontal initiative activity expected result(s) 2020–21 Horizontal initiative activity performance indicator(s) 2020–21 Horizontal initiative activity target(s) Date to achieve horizontal initiative activity target 2020-21 Actual results
Fisheries and Oceans Canada Oceans and Climate Change Science Improving Ocean Science $20,400,000 $4,800,000 $1,600,000 Scientists have access to increased (ocean and climate change) scientific evidence and data to prepare products and advice. Number of new Biogeochemical (BGC) Argo and Argo floats deployed. 20 March 2023 40
Per cent of Intergovernmental Oceanographic Commission Member States engaging with Canada’s UN Decade of Ocean Science Coordination Office. 20% March 2023 3%
Per cent of Commonwealth Member States represented in Canada’s Commonwealth Blue Charter Action Group on Ocean Observation. 18% March 2023 20%
Oceans Management Improving Ocean Management $8,900,000 $1,900,000 $1,300,000 Canadian Inuit partners’ participation is supported in the sustainable management and monitoring of the Pikialasorsuaq (North Water Polynya) region. Per cent of Inuit partners with a role in the Pikialasorsuaq who have signed contribution agreements to participate in ocean management activities. 100% March 2023 100%
Canada supports international action to advance the UN 2030 Agenda for Sustainable Development, including Sustainable Development Goal 14 (SDG14): Conserve and sustainably use the oceans, seas and marine resources for sustainable development. Per cent of voluntary commitments from the UN Ocean Conference which are implemented or ongoing. 100% March 2020 Target achieved in 2019-20
Fisheries Economics and Statistics     $300,000 $200,000 Socio-economic analyses and research are available to help decision makers understand the impacts of resource management decisions, to inform on policy processes, and to contribute to the development of fishery management decisions and plans. Per cent of socio-economic analyses and reports completed on the socio-economic effects of maritime sectors and fisheries, with particular emphasis on analyses from the perspective of policy makers. 100% March 2023 100%

* This amount includes any additional funding received after the last renewal. Where the initiative is new (with no renewal), insert the initial total allocation approved.


Theme 3 details
Name of theme Total federal theme funding allocated since the last renewal* 2020–21 Federal theme planned spending 2020–21 Federal theme actual spending Theme outcome(s) Theme performance indicator(s) Theme target(s) Date to achieve theme target 2020-21 Actual results
Sustainable Fisheries & Coasts $31,600,000 $4,200,000 $6,800,000 Improved livelihoods and sustainable fisheries management for women and men fishers living in coastal communities and in developing countries Number of countries targeted by Canada’s initiatives with improved livelihoods and sustainable fisheries management for women and men fishers TBD upon agreeing to targets with implementing partner within the first year of the project’s implementation. March 2023

Fisheries and Oceans Canada identified 17 countries targeted by Canada's initiatives with improved livelihoods and sustainable fisheries management for women and men fishers. Global Affairs Canada identified 13 countries targeted by Canada's initiatives with improved livelihoods and sustainable fisheries management for women and men fishers. Mainstreaming Gender Equality in Caribbean Fisheries - 6 countries - Barbados, Dominica, Grenada, St. Lucia, St. Vincent and the Grenadines, and Trinidad and Tobago.

The Adaptation of Coastal Communities and the Blue Economy - 4 countries - Guinea, Guinea Bissau, Gambia, and Senegal.

Pacific Initiative on Biodiversity, Climate and Resilience – TBD.

Small Scale Fisheries Project - 3 countries - Fiji, Vanuatu and Solomon Island.


Theme 3 - horizontal initiative activities
Depart-ments Link to the depart-ment’s Program Inventory Horizontal initiative activity (activities) Total federal funding allocated to each horizontal initiative activity since the last renewal* 2020–21 Planned spending for each horizontal initiative activity 2020–21 Actual spending for each horizontal initiative activity 2020–21 Horizontal initiative activity expected result(s) 2020–21 Horizontal initiative activity performance indicator(s) 2020–21 Horizontal initiative activity target(s) Date to achieve horizontal initiative activity target 2020-21 Actual results
Fisheries and Oceans Canada Conservation and Protection Combating Illegal, Unreported and Unregulated (IUU) Fishing $11,600,000 $800,000 $3,400,000 Fisheries, oceans and other aquatic ecosystems are protected from unlawful exploitation and interference. Number of instances of information sharing pertaining to IUU fishing activity with foreign governments or international organizations to support enforcement. 5 March 2019 to 2022 17
Global Affairs Canada Multilateral International Assistance Pacific Initiative on Biodiversity, Climate and Resilience $10,000,000 $2,400,000 $2,400,000 Improved climate-adaptive fisheries and coastal zone management in the Pacific islands.

Number of people (disaggregated by sex) using sustainable fishing strategies, technologies and practices.

Hectares of land or water under improved management, protection or rehabilitation.

Number of sustainable fisheries laws, regulations, plans, policies, programs developed, implemented, and enforced.

TBD upon agreeing to targets with implementing partner within the first year of the project’s implementation. TBD upon agreeing to a results framework with implementing partner within the first year of the project’s implementation. Not available - too early to report on development results. The next annual report is due May 31, 2022.
Capacity Building for Sustainable Fisheries and Oceans Management in Developing States $10,000,000 $1,000,000 $1,000,000 Increased sustainable fisheries, especially for women and girls. Number of people (disaggregated by sex) using sustainable fishing strategies, technologies and practices. TBD upon agreeing to targets with implementing partner within the first year of the project’s implementation. TBD upon agreeing to a results framework with implementing partner within the first year of the project’s implementation.

Mainstreaming Gender Equality in Caribbean Fisheries: Data unavailable due to the short duration of the project and limited budget. However, the project did produce outputs that could contribute towards this longer term result by developing action plans, policies, rules, regulations that include gender perspective in the Caribbean. For example, a Review report on countries’ compliance with international instruments (such as Committee on the Elimination of Discrimination Against Women (CEDAW)) for the six countries under the flyingfish sub-project: Barbados, Dominica, Grenada, St. Lucia, St. Vincent and the Grenadines, and Trinidad and Tobago in relation to fisheries has been prepared.

Small Scale Fisheries Project: Not available - too early to report on development results. The first annual report is due January 31, 2022.

The Adaptation of Coastal Communities and the Blue Economy: 1. Due to implementation delays, including as a result of COVID-related restrictions, data is not yet available to enable full reporting on this indicator. The Adaptation of Coastal Communities and the Blue Economy (APOCEB) project has, however, produced the following preliminary activities-level reporting:

  1. an office has been established in Dakar that is providing logistical support to other countries involved in the project
  2. mobilized and trained 31 staff on the aim of the project staff (31 in total, of which 44.2% are women) has been mobilized and trained on the aim of the project, roles and responsibilities of staff and community stakeholders and the assets, needs and priorities of targeted communities, and are contributing to data collection and analysis, project design, and community engagement
  3. Memoranda of Understanding have been negotiated with implementing partner organizations in each of the four countries, and with the national professional training organization in Senegal
  4. baseline surveys, and logic model and performance management frameworks have been finalized
  5. natural resource inventory (including mangrove health, fish and shell fish) as well as infrastructure (processing and marketing) and human resource skills assessments have been initiated in targeted communities
  6. project management and governance structures have been established. Baseline surveys targeted primarily women processors and heads of households. Data was collected inter alia on environmental practices as well as issues affecting the natural resource base in targeted communities and on the activities of women and households, with a particular focus on the processing and marketing of seafood

* This amount includes any additional funding received after the last renewal. Where the initiative is new (with no renewal), insert the initial total allocation approved.


Theme 4 details
Name of theme Total federal theme funding allocated since the last renewal* 2020–21 Federal theme planned spending 2020–21 Federal theme actual spending Theme outcome(s) Theme performance indicator(s) Theme target(s) Date to achieve theme target 2020-21 Actual results
Tackling Marine Litter $103,482,156 $29,264,362 $29,264,362 Increased adoption of a gender-responsive circular economy approach by governments, businesses and people for communities impacted by, and generating marine plastic litter Number of countries targeted by Canada’s initiatives with increased adoption of a gender-responsive circular economy approach to marine plastic litter. TBD upon agreeing to targets with implementing partner within the first year of the project’s implementation. March 2023 As part of the Global Plastics Action Partnership (GPAP) project, 4 countries have developed National Plastics Action Plans (Indonesia, Ghana, Vietnam and Nigeria) that are advancing a gender-responsive circular economy approach to marine plastic litter.

Theme 4 - horizontal initiative activities
Depart-ments Link to the depart-ment’s Program Inventory Horizontal initiative activity (activities) Total federal funding allocated to each horizontal initiative activity since the last renewal* 2020–21 Planned spending for each horizontal initiative activity 2020–21 Actual spending for each horizontal initiative activity 2020–21 Horizontal initiative activity expected result(s) 2020–21 Horizontal initiative activity performance indicator(s) 2020–21 Horizontal initiative activity target(s) Date to achieve horizontal initiative activity target 2020-21 Actual results
Global Affairs Canada Multilateral International Assistance Marine Litter Mitigation Fund $80,000,000 $28,370,141 $28,370,141 Increased adoption of a gender-responsive circular economy approach by governments, businesses and people for communities impacted by and generating marine plastic litter. Number of tons of marine plastic litter reduced. TBD upon agreeing to targets with implementing partner within the first year of the project’s implementation. TBD upon agreeing to a results framework with implementing partner within the first year of the project’s implementation.

Data is not yet available for these indicators due to the timing of data collection in 2020-21. However, the projects have produced the following preliminary outcomes:

PROBLUE (World Bank): 96 percent of the activities approved included gender-sensitive elements in their proposals; Canada proposed the establishment of the Gender Equality Working Group and is chairing meetings; Supported work in every region, adding value to 50 investments totaling more than $3.6 billion

The Incubator Network (SecondMuse):

Gender equality considerations have been introduced and continues to mainstreams gender across the whole program. Improved access to gender sensitive support services of the private sector to design, implement, measure and support inclusive waste management and recycling ventures and innovations. Built a growing network of 35+ Entrepreneur Support Organisations based in and operating across five target countries.

Global Plastics Action Partnership (GPAP) (World Economic Forum):

Four National Plastics Action Plan partnerships launched in Indonesia, Ghana, Vietnam and Nigeria. Hired a gender and inclusion advisor and shared a draft gender strategy. Indonesia Multi-Stakeholder Action Plan was launched in April 2020 with the creation of five task forces to fast track its implementation - the Canadian Embassy in Jakarta became one of the 13 members of the Financing task force.

Number of people (disaggregated by sex) using improved waste management strategies, technologies or practices. TBD upon agreeing to targets with implementing partner within the first year of the project’s implementation. TBD upon agreeing to a results framework with implementing partner within the first year of the project’s implementation.  
Number of laws, policies, regulations, plans, standards or codes developed to address marine plastic litter at the local / national / regional level. TBD upon agreeing to targets with implementing partner within the first year of the project’s implementation. TBD upon agreeing to a results framework with implementing partner within the first year of the project’s implementation.  
International Plastics Challenge $20,000,000 $894,221 $894,221   Amount in dollars (CAD) of private sector financing leveraged for marine plastic waste reduction. TBD upon agreeing to targets with implementing partner within the first year of the project’s implementation. TBD upon agreeing to a results framework with implementing partner within the first year of the project’s implementation. Not available - too early to report. First disbursement was made in March 2021.
Environment and Climate Change Canada Substances and Waste Management Canadian Council of Ministers of the Environment (CCME) Canada-Wide Strategy on Zero Plastic Waste (‘national strategy’) $3,482,156 $0 $0 The Canada-wide Strategy and Action Plan on Zero Plastic Waste is developed by the Federal, Provincial, and Territorial governments, through the CCME. Number of CCME members who approve the Canada-wide Strategy and Action Plan on Zero Plastic Waste. 100% cent of CCME members. March 2020 All CCME Ministers approved the Canada-wide Strategy on Zero Plastic Waste in November 2018, and the Action Plan in July 2020. See the 2020-21 Federal Leadership Towards Zero Plastic Waste Horizontal Initiative for details.

* This amount includes any additional funding received after the last renewal. Where the initiative is new (with no renewal), insert the initial total allocation approved.


Total spending, all themes

  Total federal funding allocated since the last renewal* 2020–21 Total federal planned spending 2020–21 Total federal actual spending
Theme 1 $162,000,000 $45,000,000 $44,280,890
Theme 2 $30,600,000 $7,300,000 $3,400,000
Theme 3 $31,600,000 $4,200,000 $6,800,000
Theme 4 $103,482,156 $29,264,362 $29,264,362
Total, all themes $327,682,156 $85,764,362 $83,745,252

* This amount includes any additional funding received after the last renewal. Where the initiative is new (with no renewal), insert the initial total allocation approved.

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